In the
summer of 1786 former veterans, merchants and money lenders deluged Congress
daily, in person and with letters, to be remunerated their back pay, money and
goods "loaned" to the United States for conducting the successful war effort
against Great Britain. Even former Presidents took to the cause of patriots
burdened with federal receivables but the federal treasury was empty.
Inflation was rampant due to war reparations owed to Great Britain under the
Treaty of Paris and there was no U.S. dollar as it was recalled five years
earlier. The States were also heavily in debt embroiled in border and trade
disputes. It was evident that the unicameral government adopted under the
Articles of Confederation and recognized by Great Britain in the 1783 Treaty
of Paris was collapsing.
In
September 1786, a conference was called by Virginia to discuss ways to
facilitate commerce by establishing intrastate rules and regulations under the
Articles of Confederation. The meeting was held in Annapolis but only five of
the 13 States sent delegations. The group led by nationalists John Dickinson
(Chairman-DE), James Madison (Virginia) and Alexander Hamilton (New York)
resolved on September 14th, 1786:
"Your
Commissioners, with the most respectful deference, beg leave to suggest
their unanimous conviction, that it may essentially tend to advance the
interests of the union, if the States, by whom they have been respectively
delegated, would themselves concur, and use their endeavours to procure the
concurrence of the other States, in the appointment of Commissioners, to
meet at Philadelphia on the second Monday in May next, to take into
consideration the situation of the United States, to devise such further
provisions as shall appear to them necessary to render the constitution of
the Federal Government adequate to the exigencies of the Union; and to
report such an Act for that purpose to the United States in Congress
assembled, as when agreed to, by them, and afterwards confirmed by the
Legislatures of every State, will effectually provide for the same."
U.S.
Foreign Secretary John Jay, then the most influential official in the federal
government, agreed with the commission writing:
“… to
vest legislative, judicial, and executive powers in one and the same body of
men, and that, too, in a body daily changing its members, can never be wise.
In my opinion those three great departments of sovereignty should be forever
separated, and so distributed as to serve as checks on each other."
Earlier in the summer, rebellious mobs stormed the courthouse in Northampton,
Massachusetts to prevent the trial and imprisonment of citizen debtors. This
precipitated outright rebellion and in September 1786, former Revolutionary
War Captain, Daniel Shays and about 600-armed farmers stormed the courthouse
in Springfield, Massachusetts. The Sixth USCA was at a loss on what to do
because there was no money to raise federal troops to put down the
Massachusetts rebellion. The USCA adjourned before receiving and acting on
the Annapolis Commissioner’s recommendations.
The
Seventh USCA was unable to form a 1786 quorum in November, December or in
January 1787. Shays, on January 25, 1787, led 2000 rebels to Springfield,
Massachusetts to storm the arsenal. Congress was still not in session and had
no President or Commander-in Chief to lead a united federal government effort
to put down the armed rebellion.
“…The
Rebels formed and fired on our people, killed a Mr. Gleason of Stockbridge, a
Mr. Porter of Barrington, and wounded three others. The fire was returned,
which killed two and wounded five, among whom was their commander. At this
instant, our troops in sleighs came up; but before the men could form, the
Rebels broke and took to the woods. We have made prisoners of 25 of them,
retook all our friends and their property...We have been very much harassed
since out troops left this point. The malice of the Rebels can be equaled only
by no order of beings but Devils.” - Connecticut Courant 1787
Despite this ominous beginning that many Americans thought marked the end of
the “Perpetual Union,” 1787 would end as the most eventful and enlightened
legislative year in United States history.
The
Seventh USCA began with only eight states assembling in New York City in
February 1787. This first order of business was to elect a new President of
the United States with Shays’ latest attack on the Massachusetts arsenal
occurring only nine days earlier. The election exemplified the dire crisis of
the nation.
Among
the delegates of the USCA was Major-General Arthur St. Clair. Three and half
years earlier, an uprising of 500 federal soldiers stationed in Lancaster and
Philadelphia marched on Independence Hall. They surrounded the building with
the third USCA in session demanding their back pay threatening to utilize
their arms. The President called for the Pennsylvania militia to intervene
but the State government, also convening in Independence Hall, refused to
issue the order fearing bloodshed. General St. Clair was called to the scene
and with the help of delegate Alexander Hamilton they led the USCA’s delegates
through the throngs of mutinous soldiers to safety. The USCA reconvened in
Princeton, N.J. several days later and never returned to Philadelphia.
On
February 2, 1787 the seventh USCA elected western Pennsylvania’s most
honorable citizen Arthur St. Clair the ninth President of the United States,
in Congress Assembled. The five states that had no representation in Congress,
New Hampshire, Rhode Island, Delaware, Maryland, Virginia, and North Carolina,
were notified of the St. Clair Presidency by Secretary, Charles Thomson.
Amazingly, few citizens of western Pennsylvania know of Arthur St. Clair and
that his “installation holiday” has been bequeathed to Punxsutawney Phil, the
groundhog.
President St. Clair brought the report of the Annapolis Commissioners before
the seventh USCA “… to render the constitution of the Federal Government
adequate to the exigencies of the Union.” On February 21, 1787 USCA enacted
legislation to “… render the federal Constitution adequate to the exigencies
of Government and the preservation of the Union” Specifically, the seventh
USCA resolved:
“Resolved that in the opinion of Congress it is expedient that on the second
Monday in May next a Convention of delegates who shall have been appointed by
the several States be held at Philadelphia for the sole and express purpose of
revising the Articles of Confederation and reporting to Congress and the
several legislatures such alterations and provisions therein as shall when
agreed to in Congress and confirmed by the States render the federal
Constitution adequate to the exigencies of Government and the preservation of
the Union.”
This
historic resolution produced the Philadelphia Convention of 1787, which called
for it to convene on May 12, 1787.
The
USCA then turned to the matter of disposing of Western lands granted to the
United States by Great Britain in the 1783 Treaty of Paris. After three years
of hotly contested debates over the vast territory the time was right for the
approval of an Ordinance by the USCA for the Northwest Territory.
The
treasury was utterly empty, the United States had defaulted on its loan
payments to France opting to pay Holland or risk impressments of its ships.
The USCA was in the right frame of mind to consider plans for bringing the
Government lands into market as the Ohio Company of Associates, represented
by Manasseh Cutler, was willing to purchase 1.5 million acres for private
development in what is now southeastern Ohio. Additionally, earlier in the
month Delegate James Monroe’s committee on the western government proposed the
replacement of Jefferson’s 1784 new states’ plan with a colonial system that
would result in no less than three or more than five states.
On the
morning of July 9th, through the influence of President St. Clair and USCA
Treasury Board assistant William Duer, Reverend Cutler was permitted to meet
with the committee assigned the task of drafting a Northwest Ordinance. Only
Edward Carrington and Nathan Dane, two of the five members, were in New York
as committee members James Madison and Rufus King were in Philadelphia at the
Constitutional Convention. In the afternoon, Congress appointed three new
members, Richard Henry Lee, John Kean, and Melancton Smith to replace the
three absent delegates. Together they sought Rev. Cutler’s input and then
worked out a plan that would satisfy both Congress and the Ohio Company. The
following morning the plan was submitted to Cutler and the President. Cutler
added an educational provision which was revised by the committee and became
part of Article III. Other revisions were made after input from the
President. Cutler, satisfied with the changes, did not remain in New York for
the vote in Congress and left for Philadelphia that evening.
The
ordinance required seven votes to pass and the States were divided four South
and five North. The reading by Chairman Nathan Dane on the 11th did not
include the provision abolishing slavery. Chairman Dane, the delegate from
Massachusetts, who has been credited with drafting the ordinance thought it
best to leave the anti-slavery language out so the southern delegations might
focus more clearly on the favorable attributes of the ordinance. On July
12th, the ordinance was read again by Dane but this time the anti-slavery
provision was added.
In a
strange twist of events on July 12th, as the bill was being debated on the
floor, President St. Clair decided to take a three-day leave of Congress along
with what surely would have been a yes vote from the Commonwealth of
Pennsylvania. Eight states remained, evenly divided and neither the President
nor the Ohio Company was present to effectuate the required seven state
passage of the ordinance. On Friday, July 13th the ordinance passed
unanimously. It has been charged that both Arthur St. Clair and Manasseh
Cutler left New York to cover-up their back room dealings. In rebuttal
President St. Clair’s biographer writes:
“On
the 13th of July he [President Arthur St. Clair]did not preside. He had gone
the day before to New Jersey to visit a friend, and he did not return until
two days after the passage of the Ordinance. Only eight States out of thirteen
voted for that instrument: Pennsylvania was one of the five not represented.
When St. Clair returned to New York, he was accompanied by General Irvine, one
of his colleagues. In a letter of the latter, written 19th July, and
addressed to Colonel Richard Butler, he refers to the Ordinance which had
passed two days before his return, and adds: " Who the I officers of that
government will be I have not heard, nor inquired."
If the
name of General St. Clair had been canvassed, or, if he had had any
understanding with the New England people, as is alleged, it would have been
known to a friend as intimate as General Irvine. But, furthermore, we have his
own testimony, which is of the best, to sustain us. In a letter to the Hon.
William B. Giles, he says that the office of Governor was, in a great measure,
forced upon him by his friends, who thought there would be in it means to
compensate for his sacrifices to his country, and provide for his large
family. But it proved otherwise. He had " neither the taste nor genius for
speculation in land; nor did he consider it consistent with the office." He
declared the accepting of the Governorship the most imprudent act of his life,
for he was then in possession of a lucrative office, and his influence at home
was very considerable. But he had the "laudable ambition of becoming the
father of a country, and laying the foundation for the happiness of millions
then unborn."
The
passage of the Northwest Ordinance under Arthur St. Clair's Presidency was
rightfully praised, in the 19th Century, by U.S. Senator Daniel Webster:
“We
are accustomed to praise lawgivers of antiquity ... but I doubt whether one
single law of any lawgiver, ancient or modern, has produced the effects of
more distinct, marked, and lasting character than the Ordinance of 1787.”
In
1787, the world was now put on notice that the land north and west of the Ohio
River and east of the Mississippi would be settled and utilized for the
creation of "… not less than three nor more than five territories."
Additionally, this plan for governing the Northwest Territory included freedom
of religion, right to trial by jury, the banishment of slavery, and public
education as asserted rights granted to the people in the territory. This
ordinance was and still remains one of the most important laws ever enacted by
the government of the United States and it begins:
“An
Ordinance for the government of the Territory of the United States northwest
of the River Ohio.
Section 1. Be it ordained by the United States in Congress assembled, That the
said territory, for the purposes of temporary government, be one district,
subject, however, to be divided into two districts, as future circumstances
may, in the opinion of Congress, make it expedient. …"
Specifically, this ordinance was an exceptional piece of legislation because
Article V permitted the people North and West of the Ohio River to settle
their land, form their own territorial government, and take their place as a
fully fledged state, equal to the original 13. The Northwest Ordinance's
Article V became the principle that enabled the United States rapid westward
expansion, which ended with the inclusion of Alaska and Hawaii as our 49th and
50th states. This ordinance also guaranteed that inhabitants of the Territory
would have the same rights and privileges that citizens of the original 13
States enjoyed.
Equally important Article VI provided that slavery and involuntary servitude
were outlawed in the Northwest Territory. This was a law that finally gave
some merit to the Declaration of Independence's "... all men are created
equal..." It took three years and a Congress led by Arthur St. Clair to pass
this ordinance making the legislation one of the great documents in American
History.
Theism
was also openly expressed in the legislation as Article Three of the Ordinance
stated:
“Religion, Morality and knowledge being necessary to good government and the
happiness of mankind, Schools and the means of education shall be forever
encouraged.”
This
measure essentially legislated that religion and morality were indispensable
to good government but it was not carried out by the federal government
because the United States confederation was financially insolvent in 1788 and
faded away in 1789. A new constitution was being debated in Philadelphia that
eventually would lead to the separation of the Christian church from the
federal system of government. Several state governments adopted similar
legislation and provided financial assistance to the churches in the West in
the early 19th Century. Today this 220 year old constitution often finds
itself an opponent to States that support religion with public funding.
Meanwhile, in 1787 Philadelphia a reasonable quorum of States did not
convention to “revise” the Articles of Confederation and ultimately form the
new constitution until May 25th. On that day James Madison writes:
“Friday 25 of May … Mr Robert Morris informed the members assembled that by
the instruction & in behalf, of the deputation of Pena. he proposed George
Washington Esqr. late Commander in chief for president of the Convention. Mr.
Jno. Rutlidge seconded the motion; expressing his confidence that the choice
would be unanimous, and observing that the presence of Genl Washington forbade
any observations on the occasion which might otherwise be proper.
General (Washington) was accordingly unanimously elected by ballot, and
conducted to the chair by Mr. R. Morris and Mr. Rutlidge; from which in a very
emphatic manner he thanked the Convention for the honor they had conferred on
him, reminded them of the novelty of the scene of business in which he was to
act, lamented his want of (better qualifications), and claimed the indulgence
of the House towards the involuntary errors which his inexperience might
occasion.”
The
convention was attended by 12 States and produced an innovative new Plan of
the New Federal Government. Volumes have been written on the convention that
produced the current constitution of the United States of America and here are
some highlights.
President George Washington began the first session by adopting rules of order
which included the provision of secrecy. No paper could be removed from the
Convention without the majority leave of the members. The yeas and neas of
the members were not recorded and it was the unwritten understanding that no
disclosure of the proceedings would be made during the lives of its
delegates. At the end of the convention Washington ordered that every record
be burned except the Journals which were merely minutes of which, he took
personal possession. “We the People” of the United States, therefore, knew
very little about the Convention until the Journals were finally published in
1819. It was not until the death of President James Madison that his wife,
Dolley, revealed she possessed his account of the convention. Dolley Madison
she sold the journals to the Library of Congress in 1843.
The
delegates of the convention had no authority to scrap the Articles of
Confederation and construct a new constitution in its place. Throughout the
proceedings this fact was addressed in debate and federally minded delegates
led by George Washington, James Madison, Benjamin Franklin, Alexander Hamilton
and Charles Pinckney all stood firm on formulating an entirely new
constitution. To this end, the larger states (by population) were determined
change the one state one vote system adopted under the Articles of
Confederation. The smaller states sought to preserve their sovereignty and
equality in casting votes. The two sides, as they did in York Pennsylvania
formulating the Articles of Confederation in 1777, clashed ten years later on
this same issue of States rights over federalism.
Edmund
Randolph submitted the large states “Virginia Plan” that was primarily drafted
by James Madison. There were other plans, most just seeking revisions to the
Articles of Confederation. Surprisingly, the 29 year old delegate from South
Carolina, Charles Pinckney, provided a plan of a federal structure and powers
that were more tangible than any other plan. Pinckney's plan was actually a
nascent form of the constitution that would be eventually be passed by the
Philadelphia convention of States.
The
small States clashed with the large States over representation in the newly
proposed bi-cameral legislature. They went into committee to develop their
plan emerging only seeking to amend the Articles of Confederation’s one state
one vote system. The improvements the proposed consisting of a federal
executive and federal judiciary in addition to the USCA. The federal
government, under the small States’ “New Jersey Plan” would remain a
confederation with the requirement of at least nine states voting in the
positive to enforce their decrees.
There
were many compromises in the Philadelphia convention but none was more crucial
than how the representatives and senators would be numbered in the two newly
proposed legislative houses. The large States sought that both houses’ members
be selected based on population. The small States disagreed and lost the
convention vote on this matter to the larger States which embittered many of
the members. James Madison wrote of one small State delegate:
“Mr.
L. MARTIN resumed his discourse, contending that the Genl. Govt. ought to be
formed for the States, not for individuals: that if the States were to have
votes in proportion to their numbers of people, it would be the same thing
whether their representatives were chosen by the Legislatures or the people;
the smaller States would be equally enslaved; that if the large States have
the same interest with the smaller as was urged, there could be no danger in
giving them an equal vote; they would not injure themselves, and they could
not injure the large ones on that supposition without injuring themselves and
if the interests, were not the same, the inequality of suffrage wd. be
dangerous to the smaller States: that it will be in vain to propose any plan
offensive to the rulers of the States, whose influence over the people will
certainly prevent their adopting it: that the large States were weak at
present in proportion to their extent: & could only be made formidable to the
small ones, by the weight of their votes; that in case a dissolution of the
Union should take place, the small States would have nothing to fear from
their power; that if in such a case the three great States should league
themselves together, the other ten could do so too: & that he had rather see
partial confederacies take place, than the plan on the table.
This
was the substance of the residue of his discourse which was delivered with
much diffuseness & considerable vehemence.”
On
June 28, 1787 the small States gave an ultimatum to the convention that unless
representation in both branches of the proposed legislature was on the basis
of equality, one state one vote, they would forthwith leave the proceedings.
With tempers flaring Benjamin Franklin rose and called for a recess with the
understanding that the delegates should confer with those whom they disagree
rather than with those with whom they agreed.
This
recess resulted in a crucial compromise of the convention. The House of
Representatives were to be elected by the people based on population thus
providing more representation in the new federal government to the large
states. This House, however, was to be checked by the Senate where each
state, regardless of size, would have two votes. This solved the great
convention crisis and the delegates would labor another two months to create,
arguable, one of the most elastic forms of government in human history. The
new plan for the federal government that scraped the Articles of Confederation
consisted of less than four thousand words.
The
innovative Plan of the New Federal Government was passed on September 17, 1787
and rushed to New York by stagecoach. The new constitution was presented to
Congress along with a letter from the convention’s President, George
Washington to President Arthur St. Clair:
“SIR,
WE
have now the honor to submit to the consideration of the United States in
Congress assembled, that Constitution which has appeared to us the most
adviseable.
The
friends of our country have long seen and desired, that the power of making
war, peace and treaties, that of levying money and regulating commerce, and
the correspondent executive and judicial authorities should be fully and
effectually vested in the general government of the Union: but the impropriety
of delegating such extensive trust to one body of men is evident—Hence results
the necessity of a different organization.
It is
obviously impracticable in the federal government of these States, to secure
all rights of independent sovereignty to each, and yet provide for the
interest and safety of all—Individuals entering into society, must give up a
share of liberty to preserve the rest. The magnitude of the sacrifice must
depend as well on situation and circumstance, as on the object to be obtained.
It is at all times difficult to draw with precision the line between those
rights which must be surrendered, and those which may be reserved; and on the
present occasion this difficulty was encreased by a difference among the
several States as to their situation, extent, habits, and particular
interests.
In all
our deliberations on this subject we kept steadily in our view, that which
appears to us the greatest interest of every true American, the consolidation
of our Union, in which is involved our prosperity, felicity, safety, perhaps
our national existence. This important consideration, seriously and deeply
impressed on our minds, led each State in the Convention to be less rigid on
points of inferior magnitude, than might have been otherwise expected; and
thus the Constitution, which we now present, is the result of a spirit of
amity, and of that mutual deference and concession which the peculiarity of
our political situation rendered indispensible.
That
it will meet the full and entire approbation of every State is not perhaps to
be expected; but each will doubtless consider, that had her interests been
alone consulted, the consequences might have been particularly disagreeable or
injurious to others; that it is liable to as few exceptions as could
reasonably have been expected, we hope and believe; that it may promote the
lasting welfare of that country so dear to us all, and secure her freedom and
happiness, is our most ardent wish.
With
great respect, we have the honor to be, SIR, Your EXCELLENCY'S most obedient
and humble Servants,
George
Washington, President.
By
unanimous Order of the CONVENTION.
HIS
EXCELLENCY
The
President of Congress
Plan
of The New Federal Government, Printed by Robert Smith, September 1787
Original Manuscript from the Stan Klos Collection.
The
Convention delegates called for the Plan of The New Federal Government to be
sent to the states for their consideration with only 2/3rds of their
legislatures being required to discard the Articles of Confederation for the
new constitution. The convention overstepped its authority granted by the
seventh USCA on February 21, 1787 by first, discarding the Articles instead of
revising it and second, completely dismissing the modification requirements
set forth in Article XIII of the federal constitution that stated:
“Every
State shall abide by the determination of the United States in Congress
assembled, on all questions which by this confederation are submitted to them.
And the Articles of this Confederation shall be inviolably observed by every
State, and the Union shall be perpetual; nor shall any alteration at any time
hereafter be made in any of them; unless such alteration be agreed to in a
Congress of the United States, and be afterwards confirmed by the legislatures
of every State.”
The
proposed obliteration of the Articles of Confederation by convention was to be
accomplished without the unanimous approval by the States. It was a
constitutional crisis that, to this day, has not been equaled in the United
States save the southern succession of the 1860s.
Only
sketches of the great debate that ensued in the seventh USCA exist due to the
veil of secrecy that surrounded the sessions. We do know from the notes of New
York delegate Melancton Smith, which became available to the public in 1959,
that most delegates believed they had the authority to alter the new proposed
Constitution of 1787 before it was sent on to the States. James Madison, Rufus
King, and Nathaniel Gorham argued to the contrary.
Since
there was no Supreme Court the USCA was the final authority on the new
constitution judicially as well as legislatively. Richard Henry Lee would
lead the “9-13 opposition” insisting on unanimous State convention
ratification. Lee also sought to amend the new constitution. Smith writes on
Lee:
“RH
LEE -- The convention had not proceeded as this house were bound; it is to be
agreed to by the States & means the 13; but this recommends a new
Confederation of nine; the Convention has no more powers than Congress, yet if
nine States agree becomes supreme Law. Knows no instance on the Journals as he
remembers, opposing the Confederation the impost was to be adopted by 13.
This
is to be adopted & no other with alteration Why so? good things in it; but
many bad; so much so that he says here as he will say everywhere that if
adopted civil Liberty will be in eminent danger.”
Rufus
King, James Madison, and Nathaniel Gorham were delegates to both the
Philadelphia Convention and the United States in Congress Assembled. They
maintained that Congress must keep the new constitution intact sending it on
to the States without any changes or amendments despite the unanimous
requirement in Article XIII. Smith records Lee’s reaction to their position:
“Strangest doctrine he ever heard, that referring a matter of report, that no
alterations should be made. The Idea the common sense of Man. The States &
Congress he thinks had the Idea that congress was to amend if they thought
proper. He wishes to give it a candid enquiry, and proposes such alterations
as are necessary; if the General wishes it should go forth with the
amendment.; let it go with all its imperfections on its head & the amendments
by themselves; to insist that it should go as it is without amendments, is
like presenting a hungry man 50 dishes and insisting he should eat all or
none.”
Virginia delegate James Madison’s response was:
“The
proper question is whether any amendments shall be made and that the house
should decide; suppose altercations sent to the State, the Acts require the
Delegates to the Constitutional Convention to report to them; there will be
two plans; some will accept one & some another this will create confusion and
proves it was not the intent of the States.”
Nathaniel Gorham who served as Deputy Chairman of the Philadelphia convention
said of constitutional amendments:
“Thinks not necessary to take up by Paragraphs, every Gentn. may propose
amendments; no necessity of a Bill of rights; because a Bill of rights in
state Govts. was intended to retain certain powers, as the Legislatures had
unlimited. powers.”
How
wrong Mr. Gorham was as even the 10th Amendment passed many years later has
failed the States’ enforcement of their “unlimited powers.”
In
addition to the discussions on whether or not USCA should alter or amend the
Constitution the case, “If not altered how should it be submitted to the
States?” was debated. Smith reports on delegate Clark:
“Don’t
like any proposal yet made; he cant approve it; but thinks it will answer no
purpose to alter it; will not oppose it in any place; prefers a resolution to
postpone to take up one, barely to forward a copy to the States, to be laid
before the Legislatures to be referred to conventions.”
It was
reported of Delegate Grayson:
“This
is in a curious situation, it is urged all alterations are precluded, has not
made up his mind; and thinks it precipitous to urge a decision in two days on
a subject took four Months. If we have no right to amend, then we ought to
give a silent passage; for if we cannot alter, why should we deliberate. His
opinion they should stand solely upon the opinion of Convention.”
Delegate Clark argued:
“The
motion by Mr. Lee for amendments, will do injury by coming on the Journal, and
therefore the house upon cool reflection, will think it best to agree to send
it out without agreeing.”
James
Madison and Rufus King’s opinions won out in the end and they were earnestly
supported by President Arthur St. Clair who, surprisingly, was and remains the
only foreign born President of the United States. On September 30, 1787 James
Madison wrote George Washington on September debate in the United States in
Congress Assembled on the new Constitution:
“It
was first urged that as the new Constitution was more than an alteration of
the Articles of Confederation under which Congress acted, and even subverted
these articles altogether, there was a Constitutional impropriety in their
taking any positive agency in the work.(1) The answer given was that the
Resolution of Congress in February had recommended the Convention as the best
mean of obtaining a firm national Government; that as the powers of the
Convention were defined by their Commissions in nearly the same terms with the
powers of Congress given by the Confederation on the subject of alterations,
Congress were not more restrained from acceding to the new plan, than the
Convention were from proposing it. If the plan was within the powers of the
Convention it was within those of Congress; if beyond those powers, the same
necessity which justified the Convention would justify Congress; and a failure
of Congress to Concur in what was done, would imply either that the Convention
had done wrong in exceeding their powers, or that the Government proposed was
in itself liable to insuperable objections; that such an inference would be
the more natural, as Congress had never scrupled to recommend measures foreign
to their Constitutional functions, whenever the Public good seemed to require
it; and had in several instances, particularly in the establishment of the new
Western Governments, exercised assumed powers of a very high & delicate
nature, under motives infinitely less urgent than the present state of our
affairs, if any faith were due to the representations made by Congress
themselves, echoed by 12 States in the Union, and confirmed by the general
voice of the People. An attempt was made in the next place by Richard Henry
Lee to amend the Act of the Convention before it should go forth from
Congress. He proposed a bill of Rights ; provision for juries in civil cases &
several other things corresponding with the ideas of Col. M---;---;.(2) He was
supported by Mr. Meriwether (3) Smith of this State. It was contended that
Congress had an undoubted right to insert amendments, and that it was their
duty to make use of it in a case where the essential guards of liberty had
been omitted.
On the
other side the right of Congress was not denied, but the inexpediency of
exerting it was urged on the following grounds. 1. That every circumstance
indicated that the introduction of Congress as a party to the reform was
intended by the States merely as a matter of form and respect 2. that it was
evident from the contradictory objections which had been expressed by the
different members who had animadverted on the plan, that a discussion of its
merits would consume much time, without producing agreement even among its
adversaries. 3. that it was clearly the intention of the States that the plan
to be proposed should be the act of the Convention with the assent of
Congress, which could not be the case, if alterations were made, the
Convention being no longer in existence to adopt them. 4. that as the Act of
the Convention, when altered would instantly become the mere act of Congress,
and must be proposed by them as such, and of course be addressed to the
Legislatures, not conventions of the States, and require the ratification of
thirteen instead of nine States, and as the unaltered act would go forth to
the States directly from the Convention under the auspices of that
Body---;Some States might ratify one & some the other of the plans, and
confusion & disappointment be the least evils that could ensue.
These
difficulties which at one time threatened a serious division in Congress and
popular alterations with the yeas & nays on the journals, were at length
fortunately terminated by the following Resolution---;"Congress having recd.
the Report of the Convention lately assembled in Philada., Resold. unanimously
that the said Report, (4) with the Resolutions & letter accompanying the same,
be transmitted to the several Legislatures, in order to be submitted to a
Convention of Delegates chosen in each State by the people thereof, in
conformity to the Resolves of the Convention made & provided in that case."
This
response, especially in number four, exemplifies James Madison’s legal
position on why it was constitutional to circumvent Article XIII of the
Articles of Confederation. This author, however, would argue that George
Washington’s signature on the new constitution carried more weight in the
seventh USCA’s decision to send the new constitution onto the States unaltered
then any legal arguments made by James Madison or his fellow delegates. The
September 28, 1787 resolution of President Arthur St. Clair’s USCA is recorded
as:
“Congress having received the report of the Convention lately assembled in
Philadelphia: Resolved Unanimously that the said Report with the resolutions
and letter accompanying the same be transmitted to the several legislatures in
Order to be submitted to a convention of Delegates chosen in each state by the
people thereof in conformity to the resolves of the Convention made and
provided in that case.”
Several states balked on approving the new constitution even after New
Hampshire became the ninth state, on June 21, 1788, to ratify meeting the
minimum state requirement. The Eighth USCA on July 2, 1788 ordered:
“The
State of New Hampshire having ratified the constitution transmitted to them by
the Act of the 28 of Septr last and transmitted to Congress their
ratification2 and the same being read, the president reminded Congress that
this was the ninth ratification transmitted and laid before them, whereupon On
Motion of Mr [Abraham] Clarke seconded by Mr [Pierpont] Edwards - Ordered That
the ratifications of the constitution of the United States transmitted to
Congress be referred to a comee to examine the same and report an Act to
Congress for putting the said constitution into operation in pursuance of the
resolutions of the late federal Convention.”
The
committee consisted of Edward Carrington, Pierpont Edwards, Abraham Baldwin,
Samuel Allyne Otis and Thomas Tudor Tucker. They reported to the eighth USCA
on July 8, 9, 14, and the 28th but no plan was adopted for the transition.
In
the Virginia ratification convention James Madison found himself in direct
opposition to Patrick Henry, George Mason, William Grayson, and future
President James Monroe. These men and other Anti-federalists believed that the
new constitution did not protect the individual rights of citizens and created
a central government that was too powerful. Madison and his supporters were
only able to secure the necessary votes on June 25, 1787 by including 17
recommended amendments to Virginia’s ratification resolution that became the
framework for a “Bill of Rights”, the first ten amendments to this
constitution.
Meanwhile in New York, John Jay along with Alexander Hamilton encountered
stiff opposition to the new constitution. Jay advocated ratification reminding
the N.Y. State Convention that
“… the
direction of general and national affairs is submitted to a single body of
men, viz. the congress. They may make war; but are not empowered to raise men
or money to carry it on. They may make peace; but without power to see the
terms of it observed. They may form alliances, but without ability to comply
with the stipulations on their part. They may enter into treaties of commerce;
but without power to enforce them at home or abroad. They may borrow money;
but without having the means of re-payment. They may partly regulate commerce;
but without authority to execute their ordinances. They may appoint ministers
and other officers of trust; but without power to try or punish them for
misdemeanors. They may resolve; but cannot execute either with dispatch or
with secrecy. In short, they may consul and deliberate and recommend and make
requisitions; and they who please, may read them. From this new and wonderful
system of government, it has come to pass, that almost every national object
of every kind is, at this day, unprovided for; and other nations, taking the
advantage of its imbecility, are daily multiplying commercial restraints upon
us."
Jay,
Hamilton, and their supporters’ eked out a razor thin victory with a 30 to 27
ratification vote. The following table records the dates and votes of the
thirteen States ratifying conventions:
Ratification of the U.S. Constitution of 1787
Continued Here